| 1 |
915360 |
Code on Social Security, 2020 (Maternity Benefit) (Ch VI) and Andhra Pradesh Rules, 2026 (Ch V) |
Other Compliance |
Employer to pay maternity benefit at rate of average daily wage for period immediately preceding day of her delivery and period immediately following that day subject to maximum period of twenty-six weeks of which not more than eight weeks to precede expected date of her delivery |
On Going |
High |
07-07-2026 |
👁
|
| 2 |
915361 |
Code on Social Security, 2020 (Maternity Benefit) (Ch VI) and Andhra Pradesh Rules, 2026 (Ch V) |
Other Compliance |
Employer to deposit maternity benefit or other amount due to woman employed in establishment within two months of date of death of woman concerned with Authority in case of employer having doubt as to nominee/representative |
On Going |
High |
07-07-2026 |
👁
|
| 3 |
915362 |
Code on Social Security, 2020 (Maternity Benefit) (Ch VI) and Andhra Pradesh Rules, 2026 (Ch V) |
Other Compliance |
Employer to pay maternity benefit to woman working from home for period and on conditions as employer and woman mutually agree |
On Going |
High |
07-07-2026 |
👁
|
| 4 |
915363 |
Code on Social Security, 2020 (Maternity Benefit) (Ch VI) and Andhra Pradesh Rules, 2026 (Ch V) |
Other Compliance |
Employer to pay maternity benefit or other amount payable to woman within two months of date of death of woman to nominee and in absence of nominee to legal representative |
On Going |
High |
07-07-2026 |
👁
|
| 5 |
915364 |
Code on Social Security, 2020 (Maternity Benefit) (Ch VI) and Andhra Pradesh Rules, 2026 (Ch V) |
Other Compliance |
Employer to pay leave with wages at rate of maternity benefit for six weeks immediately following day of miscarriage or medical termination of pregnancy within forty-eight hours of production of certificate in Form-VIII by her |
On Going |
High |
07-07-2026 |
👁
|
| 6 |
915365 |
Code on Social Security, 2020 (Maternity Benefit) (Ch VI) and Andhra Pradesh Rules, 2026 (Ch V) |
Other Compliance |
Employer to pay leave with wages at rate of maternity benefit for two weeks immediately following day of tubectomy operation within forty-eight hours of production of certificate in Form-VIII by her |
On Going |
High |
07-07-2026 |
👁
|
| 7 |
915366 |
Code on Social Security, 2020 (Maternity Benefit) (Ch VI) and Andhra Pradesh Rules, 2026 (Ch V) |
Other Compliance |
Employer to pay leave with wages at rate of maternity benefit for maximum period of one month in addition to period of six weeks immediately following miscarriage/medical termination of pregnancy in case of woman suffering from illness arising out of pregnancy/ delivery/ premature birth of child/ miscarriage/ medical termination of pregnancy within forty-eight hours of production of certificate in Form-X by her |
On Going |
High |
07-07-2026 |
👁
|
| 8 |
915367 |
Code on Social Security, 2020 (Maternity Benefit) (Ch VI) and Andhra Pradesh Rules, 2026 (Ch V) |
Other Compliance |
Employer on receipt of notice from pregnant women to permit woman to absent herself from establishment during period of receipt of maternity benefit |
On Going |
High |
07-07-2026 |
👁
|
| 9 |
915355 |
Essential Commodities Act, 1955, Sugar (Control) Order, 2025 and amendment thereto |
Other Compliance |
Restriction on Bulk consumer of sugar from holding sugar stock for a period exceeding fifteen days of its consumption or use as raw material for production, consumption or use |
On Going |
High |
01-09-2026 |
👁
|
| 10 |
915353 |
Air (Prevention and Control of Pollution) Act, 1981 and Haryana Rules, 1983 |
Registration(s)/Approval(s)/Clearance(s)/License(s) |
Registration of all current / upcoming projects (on plot area equal to or greater than 500 square meters) of construction and demolition for civil structures under the territorial jurisdiction of Urban Local Bodies in the NCR at Dust Pollution Control Self Assessment portal |
One Time |
High |
11-06-2021 |
👁
|
| 11 |
915354 |
Air (Prevention and Control of Pollution) Act, 1981 and Haryana Rules, 1983 |
Registration(s)/Approval(s)/Clearance(s)/License(s) |
Registration of all current / upcoming projects (on plot area equal to or greater than 500 square meters) of construction and demolition for civil structures under the territorial jurisdiction of Urban Local Bodies in the NCR at Dust Pollution Control Self Assessment portal |
Event Based |
High |
11-06-2021 |
👁
|
| 12 |
915316 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to provide acquisition finance to an Indian non-financial company to acquire control or increase its stake towards acquiring control in a domestic or foreign non-financial company, provided the acquisition is a strategic investment aimed at long-term value creation and synergies, and is subject to FEMA provisions |
On Going |
High |
01-07-2026 |
👁
|
| 13 |
915317 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that the criteria of potential synergy is suitably assessed considering all such companies in cases where acquiring control in a target company leads to control over multiple companies due to control of such companies by the target company |
On Going |
High |
01-07-2026 |
👁
|
| 14 |
915318 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to refinance existing acquisition debt if the acquisition complies with the applicable RBI requirements and control of the target company has already been established |
On Going |
High |
01-07-2026 |
👁
|
| 15 |
915319 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to have a Board-approved acquisition finance policy covering key underwriting parameters, including exposure limits, minimum equity contribution, leverage limits, and certainty of cash flows, considering the complexities of such transactions |
One Time |
High |
01-07-2026 |
👁
|
| 16 |
915320 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to have a Board-approved acquisition finance policy covering key underwriting parameters, including exposure limits, minimum equity contribution, leverage limits, and certainty of cash flows, considering the complexities of such transactions |
On Going |
High |
01-07-2026 |
👁
|
| 17 |
915321 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Eligible entities and conditions for acquisition finance can be extended |
On Going |
High |
01-07-2026 |
👁
|
| 18 |
915322 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Listed acquiring company to ensure the minimum net worth: ₹500 crore at the time of sanctioning acquisition finance |
On Going |
High |
01-07-2026 |
👁
|
| 19 |
915323 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Listed acquiring company to ensure net profit after tax (PAT) is reported in each of the preceding 3 consecutive financial years at the time of sanctioning acquisition finance |
On Going |
High |
01-07-2026 |
👁
|
| 20 |
915324 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Unlisted acquiring company to have minimum net worth of ₹500 crore and PAT in each of the preceding 3 consecutive financial years, and an investment-grade credit rating at the time of sanctioning acquisition finance |
On Going |
High |
01-07-2026 |
👁
|
| 21 |
915325 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that credit assessment is conducted on a pro-forma consolidated basis, incorporating the financials of the acquiring company and the financials of the target company on a consolidated basis |
On Going |
High |
01-07-2026 |
👁
|
| 22 |
915326 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that total bank financing does not exceed 75 per cent of the acquisition value, as independently assessed by the bank under Listed and Unlisted Company |
On Going |
High |
01-07-2026 |
👁
|
| 23 |
915327 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Acquiring company to contribute the remaining amount out of its own funds |
On Going |
High |
01-07-2026 |
👁
|
| 24 |
915328 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Corporate guarantee from the acquiring company to be mandatory in cases of acquisition finance extended to a subsidiary or an SPV of the acquiring company |
On Going |
High |
01-07-2026 |
👁
|
| 25 |
915329 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that post-acquisition, Debt to Equity ratio at the acquiring company’s consolidated balance sheet level does not exceed 3:1 on a continuous basis |
On Going |
High |
01-07-2026 |
👁
|
| 26 |
915330 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that instruments through which control acquisition requirements is sought to be achieved includes equity shares, compulsorily convertible preference shares and compulsorily convertible debentures conferring control over the target company |
On Going |
High |
01-07-2026 |
👁
|
| 27 |
915331 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that Control is established through a single transaction, or a series of inter-connected transactions but completed within 12 months from the date of first disbursal of the acquisition finance |
Event Based |
High |
01-07-2026 |
👁
|
| 28 |
915332 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that acquiring company and the target company is not a related party |
On Going |
High |
01-07-2026 |
👁
|
| 29 |
915333 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to determine the extent and nature of security cover for acquisition finance |
On Going |
High |
01-07-2026 |
👁
|
| 30 |
915334 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that instruments acquired by the acquiring company as allowed is free from any encumbrance |
On Going |
High |
01-07-2026 |
👁
|
| 31 |
915335 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that acquisition finance provided by overseas branches of Indian banks under syndication arrangements is exempted |
On Going |
High |
01-07-2026 |
👁
|
| 32 |
915336 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to fix limits for their aggregate exposures towards acquisition finance within the regulatory limit as specified in Chapter V of the Reserve Bank of India (Commercial Banks – Concentration Risk Management) Directions, 2025 |
On Going |
High |
01-07-2026 |
👁
|
| 33 |
915337 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to issue guarantees for CMIs’ proprietary trading only if fully secured by cash, cash equivalents or Government Securities, with at least 50% in cash/fixed deposits held with the lending bank. Banks must ensure guarantees issued for non-proprietary purposes are not misused for proprietary trading |
On Going |
High |
01-07-2026 |
👁
|
| 34 |
915338 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that all credit facilities to CMIs, including intraday facilities is generally 100% secured and acceptable collateral includes eligible securities, cash, permissible financial assets, immovable property, receivables, bank guarantees and SBLCs |
On Going |
High |
01-07-2026 |
👁
|
| 35 |
915339 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that a minimum 50% collateral is permitted when the limit is used to cover settlement timing shortfalls in centrally cleared client trades, provided the CMI has QCCP receivables sufficient to fully cover the intraday drawdown |
On Going |
High |
01-07-2026 |
👁
|
| 36 |
915340 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to ensure that financing provided to brokers for MTF is fully secured by cash, cash equivalents and Government Securities, with at least 50% of the collateral in cash |
On Going |
High |
01-07-2026 |
👁
|
| 37 |
915341 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to apply appropriate haircuts to primary and collateral securities, with a minimum 40% haircut for equity shares |
On Going |
High |
01-07-2026 |
👁
|
| 38 |
915342 |
Reserve Bank of India (Commercial Banks - Credit Facilities) Directions, 2025 and amendment thereto |
Other Compliance |
Banks not to issue guarantee favouring another RE to enable it to provide any fund-based credit facility to an obligor |
On Going |
High |
01-07-2026 |
👁
|
| 39 |
915312 |
Insurance Act, 1938, IRDAI (Registration of Corporate Agents) Regulations, 2015 and amendment thereto |
Other Compliance |
Every Corporate Agent to appoint Specified Person for branch office to carry out insurance solicitation |
One Time |
High |
30-07-2026 |
👁
|
| 40 |
915313 |
Insurance Act, 1938, IRDAI (Registration of Corporate Agents) Regulations, 2015 and amendment thereto |
Other Compliance |
Every Corporate Agent to appoint Specified Person for branch office to carry out insurance solicitation |
On Going |
High |
30-07-2026 |
👁
|
| 41 |
915314 |
Insurance Act, 1938, IRDAI (Registration of Corporate Agents) Regulations, 2015 and amendment thereto |
Other Compliance |
Every Corporate Agent to appoint Specified Person for branch office to carry out insurance solicitation |
Event Based |
High |
30-07-2026 |
👁
|
| 42 |
915309 |
Karnataka shops and commercial Establishment Act 1961 and Rules 1963 |
Other Compliance |
Every employer to issue a service certificate to the employee within seven days from the date of receipt of the employee's application, in the prescribed form |
Event Based |
Low |
04-09-2026 |
👁
|
| 43 |
915310 |
Karnataka shops and commercial Establishment Act 1961 and Rules 1963 |
Other Compliance |
Employer not to retain any original educational, experience, or other documents of an employee at the time of appointment or during the period of employment |
On Going |
Low |
04-09-2026 |
👁
|
| 44 |
915311 |
Karnataka shops and commercial Establishment Act 1961 and Rules 1963 |
Other Compliance |
Employer not to retain any original educational, experience, or other documents of an employee at the time of appointment or during the period of employment |
Event Based |
Low |
04-09-2026 |
👁
|
| 45 |
915299 |
Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016 and (Sharing of Info.) Reg 2016 |
Other Compliance |
Requesting entity to ensures that the identity information of an individual is used solely for submission to the Central Identities Data Repository (CIDR) for the purpose of authentication |
On Going |
High |
25-07-2019 |
👁
|
| 46 |
915300 |
Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016 and (Sharing of Info.) Reg 2016 |
Other Compliance |
Requesting entity to inform the individual about the authentication process, including the nature of information that may be shared during authentication, the purposes for which the information received during authentication may be used by the requesting entity, and the available alternatives to submitting identity information to the requesting entity |
Event Based |
High |
25-07-2019 |
👁
|
| 47 |
915301 |
Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016 and (Sharing of Info.) Reg 2016 |
Other Compliance |
Entity to ensure that core biometric information collected or created under the applicable Aadhaar framework is not shared with any person or entity for any reason and is used solely for the generation of Aadhaar numbers and authentication purposes as permitted under applicable law |
On Going |
High |
25-07-2019 |
👁
|
| 48 |
915302 |
Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016 and (Sharing of Info.) Reg 2016 |
Other Compliance |
Entity to ensure that identity information, other than core biometric information, collected or created under the applicable Aadhaar framework is shared only in accordance with the provisions of the applicable law and regulations and through the prescribed manner |
On Going |
High |
25-07-2019 |
👁
|
| 49 |
915303 |
Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016 and (Sharing of Info.) Reg 2016 |
Other Compliance |
Entity to ensure that no Aadhaar number or core biometric information of an Aadhaar number holder is published, displayed, or made publicly accessible, except where specifically permitted under applicable regulations |
On Going |
High |
25-07-2019 |
👁
|
| 50 |
915304 |
Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016 and (Sharing of Info.) Reg 2016 |
Other Compliance |
Requesting entity ensures that core biometric information collected or captured from an Aadhaar number holder during authentication is not stored, except where permitted for buffered authentication under the applicable Aadhaar regulations, and is not shared with any person or entity for any reason |
On Going |
High |
30-10-2023 |
👁
|
| 51 |
915305 |
Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016 and (Sharing of Info.) Reg 2016 |
Other Compliance |
Requesting entity ensures that authentication logs of an Aadhaar number holder are shared only with the concerned Aadhaar number holder upon request, for grievance redressal or dispute resolution, or with the Authority for audit purposes, in accordance with the applicable regulations |
Event Based |
High |
30-10-2023 |
👁
|
| 52 |
915306 |
Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016 and (Sharing of Info.) Reg 2016 |
Other Compliance |
Requesting entity ensures that identity information available with it is used only for the purpose specified to the Aadhaar number holder at the time of submission of the identity information for authentication |
On Going |
High |
30-10-2023 |
👁
|
| 53 |
915307 |
Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016 and (Sharing of Info.) Reg 2016 |
Other Compliance |
Requesting entity to obtain the prior consent of the Aadhaar number holder before disclosing any identity information available with it |
Event Based |
High |
30-10-2023 |
👁
|
| 54 |
915308 |
Aadhaar (Targeted Delivery of Financial and Other Subsidies, Benefits and Services) Act, 2016 and (Sharing of Info.) Reg 2016 |
Other Compliance |
Entity to ensure that the Aadhaar number holder is provided with an appropriate mechanism to raise queries and grievances in accordance with the applicable grievance redressal provisions, where the identity information of an Aadhaar number holder is shared or published in contravention of the applicable Aadhaar Act or regulations |
Event Based |
High |
30-10-2023 |
👁
|
| 55 |
913135 |
Reserve Bank of India (Commercial Banks - Transfer and Distribution of Credit Risk) Directions, 2025 and amendment thereto |
Other Compliance |
Initial recognition and subsequent measurement of acquired loans be as per RBI (Commercial Banks – Asset Classification, Provisioning and Income Recognition) Directions, 2026- in case of permitted transferees |
On Going |
High |
01-04-2027 |
👁
|
| 56 |
913134 |
Code on Social Security, 2020 (Maternity Benefit) (Ch VI) and Andhra Pradesh Rules, 2026 (Ch V) |
Records/Registers |
Employer to prepare and maintain register of women employees in Form XX and to make entries of women in ink and maintain up-to-date |
On Going |
High |
07-07-2026 |
👁
|
| 57 |
912713 |
Reserve Bank of India (Commercial Banks - Governance) Directions, 2025 and amendment thereto |
Other Compliance |
Public Sector Banks to place policies and other matters before the Board for approval, review, information, or delegation in accordance with Appendices I, II A, and II B, with policy reviews delegable to Board Committees except for material amendments (Also applicable to Private Sector Banks and Foreign Bank (FB) operating in India through a Wholly Owned Subsidiary) |
On Going |
High |
01-10-2026 |
👁
|
| 58 |
912692 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Submission of nomination by the investor to be mandatory, unless the investor submits a declaration opting out of nomination in the prescribed format specified in the Circular, for all single accounts/folios opened on or after the date of implementation of this Circular (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 59 |
912693 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Requirement to provide nomination not to be mandatory for jointly held demat accounts/folios (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 60 |
912694 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Appointment or modification of a nominee to require the consent of all joint-holders, regardless of the mode of operation of the account (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 61 |
912695 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Investors may nominate up to three nominees (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 62 |
912696 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Nominees may either continue to hold their respective holdings in the existing account/folio or open separate accounts/folios in their respective names, upon the demise of the investor, in the event of multiple nominees (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 63 |
912697 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Regulated entities to make the nomination form available to the investors as per the format provided in Annexure-A (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 64 |
912698 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Investors to be permitted to submit the nomination through either online or offline mode (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 65 |
912699 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Regulated entities providing an online facility for submission of nomination to make such facility available in accordance with the format prescribed in Annexure-A (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 66 |
912700 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Nomination form to be duly signed by the account/folio holder by way of wet signature, and attestation by a witness not to be required (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 67 |
912701 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Thumb impression to be witnessed by two persons and the names and addresses of such witnesses to be duly recorded in the nomination form, where the account/folio holder affixes a thumb impression in lieu of a wet signature (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 68 |
912702 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Name of the nominee and the nominee's relationship with the investor to be mandatorily provided and the nominee's date of birth also to be mandatory, in case the nominee is a minor (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 69 |
912703 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Investors may provide the details of the nominee such as contact details of nominee like mobile number, e-mail address, percentage share of each nominee, KYC / identifier of the nominee and details of the guardian, if the nominee(s) is / are minor/s, in addition to the mandatory information (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 70 |
912704 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Assets held in the account/folio to be distributed equally among all nominees, where the percentage share of each nominee is not specified and any fractional or residual portion arising from such distribution to be allocated to the first nominee named in the nomination form (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 71 |
912705 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Regulated entities to provide investors with the option to furnish all, any, or none of the optional information specified in sub-paragraph 7(b) by including the corresponding fields in the nomination form for both online and offline modes (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 72 |
912706 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Investor may opt out of nomination by duly completing and submitting the ‘Opt-Out’ declaration form as prescribed in Annexure-B or by choosing the ‘opt-out’ option online (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 73 |
912707 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Display Compliance |
Regulated entities to display the declaration message specified in Annexure-B and to obtain the investor's confirmation to proceed without nomination through selection of the prescribed option (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 74 |
912708 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Investors may provide, modify, or cancel their nomination at any time and without any restriction on the number of times (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 75 |
912709 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Regulated entities to provide an acknowledgement to the investor for each instance of submission or subsequent modification of nomination (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 76 |
912710 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Regulated entity to indicate either the name(s) of the nominee(s) or ''Yes/No'' indicating whether a nomination has been made by the investor, in accordance with the option selected by the investor in the nomination form, in the periodic account/holding statement provided to the investor (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 77 |
912711 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Depository Participants/Mutual Fund Registrar Transfer Agents (RTAs) to send bi-annual reminders to such investors through email and SMS, encouraging and guiding them to provide a nomination, for existing and newly opened accounts/folios where no nomination has been provided (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 78 |
912712 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Display Compliance |
Depository Participants/Mutual Fund Registrar Transfer Agents (RTAs) to display a pop-up message highlighting the benefits of nomination on their web/mobile application/platform upon the investor's first login to the account each day, for existing and newly opened accounts/folios without nomination, including cases where the investor has opted out of nomination (Modified Norms for Nomination in Demat Accounts and Mutual Fund Folios) |
On Going |
High |
01-09-2026 |
👁
|
| 79 |
912690 |
Press and Registration of Periodicals Act, 2023, Press and Registration of Periodicals Rules, 2024 and amendment thereto |
Intimations |
Publishers whose names appear in the list of defunct and unmapped titles are hereby given an opportunity to map their titles on the Press Sewa Portal (PSP), submit their Publication Continuity Certificate (PCC), and pay the pending penalties within 30 days from the date of issuance of this advisory i.e up to 23rd September 2026 |
One Time |
High |
24-08-2026 |
👁
|
| 80 |
912691 |
Press and Registration of Periodicals Act, 2023, Press and Registration of Periodicals Rules, 2024 and amendment thereto |
Intimations |
Publishers whose names appear in the list of defunct and unmapped titles are hereby given an opportunity to map their titles on the Press Sewa Portal (PSP), submit their Publication Continuity Certificate (PCC), and pay the pending penalties within 30 days from the date of issuance of this advisory i.e up to 23rd September 2026 |
Due Date |
High |
24-08-2026 |
👁
|
| 81 |
912689 |
Payment and Settlement Systems Act, 2007, RBI (Digital Payment Security Controls) Directions, 2021 and amendment thereto |
Other Compliance |
Restriction on bank or system provider to impose, whether directly or indirectly, any charge upon a person making or receiving a payment by using the one or more electronic modes of payment as the Central Government may by notification specify |
On Going |
High |
11-08-2023 |
👁
|
| 82 |
912306 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Mutual Funds may avail of intraday borrowings solely for the purpose of meeting obligations relating to payments to unitholders, including redemption proceeds, Income Distribution cum Capital Withdrawal (IDCW), interest and other similar payouts, pay-in obligations arising from investments undertaken by the Scheme, mark-to-market (MTM) obligations and foreign exchange settlement requirements and repayment of existing borrowings |
On Going |
High |
01-09-2026 |
👁
|
| 83 |
912307 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Quantum of intraday borrowings to be restricted to the amount of guaranteed receivables, including inflows from the Reserve Bank of India (RBI), Clearing Corporations, subscription inflows credited to the Scheme's bank accounts, and other similar receivables |
On Going |
High |
01-09-2026 |
👁
|
| 84 |
912308 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Quantum of intraday borrowings to be restricted to non-guaranteed receivables identified during the day, including inflows from maturity proceeds and/or secondary market settlements in respect of Non-Convertible Debentures (NCDs), Commercial Papers (CPs), Certificates of Deposit (CDs), Over-the-Counter (OTC) Swaps, and other similar transactions, which are expected to be received by the Scheme by the end of the day |
On Going |
High |
01-09-2026 |
👁
|
| 85 |
912309 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Asset Management Companies may avail of intraday borrowings solely for meeting redemption obligations and other payments due to unitholders, as specified under regulation 42(1) of the SEBI (Mutual Funds) Regulations, 2026, in addition to the limits specified under clauses 2.2.1 and 2.2.2 |
On Going |
High |
01-09-2026 |
👁
|
| 86 |
912310 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Asset Management Companies to be responsible for ensuring that all intraday borrowings are repaid by the end of the day and that any intraday borrowings converted into overnight borrowings remain within the applicable regulatory limits and are utilised only for the purposes permitted under regulation 42(1) of the SEBI (Mutual Funds) Regulations, 2026 |
On Going |
High |
01-09-2026 |
👁
|
| 87 |
912311 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Policy governing the use of intraday borrowing facility to, inter-alia, include approval processes, monitoring mechanism etc. |
On Going |
High |
01-09-2026 |
👁
|
| 88 |
912312 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Records/Registers |
Asset Management Companies to maintain scheme-wise records of the underlying liquidity mismatch and the anticipated source of repayment for each intraday borrowing |
On Going |
High |
01-09-2026 |
👁
|
| 89 |
912313 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Cost of intraday borrowings, if any, to be borne by the Asset Management Company, in accordance with paragraph 11.10 of the Master Circular |
On Going |
High |
01-09-2026 |
👁
|
| 90 |
912314 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Asset Management Company also to bear any loss or cost arising from any unforeseen event or delay in receipt of funds against the receivables specified in clauses 2.2.1 and 2.2.2 |
On Going |
High |
01-09-2026 |
👁
|
| 91 |
912290 |
Drug and Cosmetics Act, 1940 and Drugs Rules,1945 |
Other Compliance |
Prohibition on manufacture, sale or distribution of the fixed dose combination of Acetyl Salicylic Acid plus Ethoheptazine for human use |
On Going |
High |
15-06-2026 |
👁
|
| 92 |
912291 |
Drug and Cosmetics Act, 1940 and Drugs Rules,1945 |
Other Compliance |
Prohibition on manufacture, sale or distribution of the fixed dose combination of Aloe vera plus Jojoba oil plus Wheat germ oil plus Tea tree oil for human use |
On Going |
High |
15-06-2026 |
👁
|
| 93 |
912292 |
Drug and Cosmetics Act, 1940 and Drugs Rules,1945 |
Other Compliance |
Prohibition on manufacture, sale or distribution of the fixed dose combination of Amoxicillin plus Serratiopeptidase plus Lactobacillus Sporogenes for human use |
On Going |
High |
15-06-2026 |
👁
|
| 94 |
912293 |
Drug and Cosmetics Act, 1940 and Drugs Rules,1945 |
Other Compliance |
Prohibition on manufacture sale or distribution of the fixed dose combination of Dicyclomine plus Paracetamol plus Clidinium Bromide plus Chlordiazepoxide for human use |
On Going |
High |
15-06-2026 |
👁
|
| 95 |
912294 |
Drug and Cosmetics Act, 1940 and Drugs Rules,1945 |
Other Compliance |
Prohibition on manufacture, sale or distribution of the fixed dose combination of Amoxicillin plus Serratiopeptidase for human use |
On Going |
High |
15-06-2026 |
👁
|
| 96 |
912295 |
Drug and Cosmetics Act, 1940 and Drugs Rules,1945 |
Other Compliance |
Prohibition on manufacture, sale or distribution of the fixed dose combination of Aloe Extract plus Allantoin plus Alphatocopherol Acetate plus D-Penthenol plus Vitamin A for human use |
On Going |
High |
15-06-2026 |
👁
|
| 97 |
912296 |
Drug and Cosmetics Act, 1940 and Drugs Rules,1945 |
Other Compliance |
Prohibition on manufacture, sale or distribution of the fixed dose combination of Aloe Extract plus Vitamin E plus Dimethicone plus Glycerine for human use |
On Going |
High |
15-06-2026 |
👁
|
| 98 |
912297 |
Drug and Cosmetics Act, 1940 and Drugs Rules,1945 |
Other Compliance |
Prohibition on manufacture, sale or distribution of the fixed dose combination of Aloe Vera plus Jojoba Oil plus Vitamin E for human use |
On Going |
High |
15-06-2026 |
👁
|
| 99 |
912298 |
Drug and Cosmetics Act, 1940 and Drugs Rules,1945 |
Other Compliance |
Prohibition on manufacture, sale or distribution of the fixed dose combination of Aloe vera plus Orange oil for human use |
On Going |
High |
15-06-2026 |
👁
|
| 100 |
912299 |
Drug and Cosmetics Act, 1940 and Drugs Rules,1945 |
Other Compliance |
Prohibition on manufacture, sale or distribution of the fixed dose combination of Aloe vera plus Vitamin E plus Herbal for human use |
On Going |
High |
15-06-2026 |
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|
